Broadridge Awarded Patent for Large Language Model Orchestration

Strategic Insights -

Broadridge Financial Solutions, a leading fintech and technology company, has been awarded a new U.S. patent for its large language model (LLM) orchestration of machine learning agents. This patented method is behind BondGPT, an award-winning GenAI application that provides timely, secure, and accurate responses to natural language questions. The patent recognizes Broadridge's innovative approach to integrating AI into client workflows, increasing productivity and optimizing trading.

Key Takeaways:

  • Broadridge has been awarded a new U.S. patent (No. 11,765,405) for its LLM orchestration of machine learning agents, a key component of its award-winning GenAI application, BondGPT.
  • BondGPT utilizes OpenAI GPT models and the orchestration of multiple AI agents to automatically retrieve and process data from multiple datasets and analytical models simultaneously.
  • The patented methods enable the integration of clients' proprietary data and analytical models, third-party datasets, and sophisticated personalization features, providing unparalleled access to critical pre-trade data and models.
  • Other significant features patented in U.S. Patent No. 11,765,405 include:

+ Explainability through a "Show your work" feature that offers step-by-step transparency

+ A multi-agent adversarial feature for enhanced accuracy

+ An AI-powered compliance verification feature, based on custom compliance rules configured to an enterprise's unique compliance and risk management processes

+ The use of User Profile attributes such as user role to inform data retrieval and security

  • The patent builds on Broadridge's momentum in awarded innovations, including bond similarity technology, dealer selection score technology, liquidity aggregation technology, and RFQ+ trading protocol.
  • BondGPT and its enterprise version, BondGPT+, are designed to enhance personalized trading capabilities for corporate bond traders, portfolio managers, and analysts on the buy- and sell-side.

Statistics:

  • Broadridge's patented methods for LLM orchestration of machine learning agents have been recognized with a new U.S. patent (No. 11,765,405).
  • BondGPT and BondGPT+ are award-winning GenAI applications that provide timely, secure, and accurate responses to natural language questions.
  • The patented methods integrate clients' proprietary data and analytical models, third-party datasets, and sophisticated personalization features, improving efficiency and saving valuable time for users.
  • Broadridge has received positive feedback on BondGPT, with clients valuing the innovations and uniqueness of the application.

Sources:

  • "Broadridge Awarded Patent for Large Language Model Orchestration of Machine Learning Agents"
  • U.S. Patent No. 11,765,405
  • Broadridge Financial Solutions, Inc. press release, May 14, 2025