Stock offerings
Duos Technologies Group, a provider of adaptive Edge Data Center solutions, has successfully priced its upsized underwritten public offering, securing $40 million in expected cash on hand to fulfill its $50 million revenue pipeline and advance the deployment of 65 Edge Data Centers. The offering included primary participation from fundamental
Stock offerings
Dragonfly Energy Holdings Corp., a leading manufacturer of energy storage and battery technology, announced the commencement of an underwritten public offering of shares of its common stock and pre-funded warrants to purchase shares of its common stock. The company intends to use the net proceeds from the offering for working
Stock offerings
Celcuity Inc., a clinical-stage biotechnology company focused on developing targeted therapies for oncology, has announced the proposed underwritten public offerings of convertible senior notes and common stock. The offerings aim to raise $225 million, with $150 million from the convertible notes and $75 million from the common stock. The net
Securities law
The Investment and Securities Act (ISA) 2025, enacted by President Bola Ahmed Tinubu on March 31, 2025, has significantly impacted the ownership and use of digital and virtual assets in Nigeria. The Act updates the law with provisions that impact emerging trends, global standards, and recent developments in the Nigerian
Stock offerings
The Securities and Exchange Commission (SEC) in Manila has introduced a series of measures to boost the Philippine capital market, including strict timelines and discounts for companies conducting public offerings. As part of this effort, Memorandum Circular 9, Series of 2025, has streamlined the evaluation and approval process for registration
Securities law
The U.S. Securities and Exchange Commission (SEC) has informally announced that it will not review or revisit its climate disclosure rules for companies, citing its intention to abandon the rule in court. Adopted in March 2024, the climate-related financial disclosure rule was the first comprehensive federal transparency requirement for
Securities law
The American Bankers Association, along with seven other associations, has written a joint letter to the Securities and Exchange Commission (SEC) advocating for revisions to its data breach standards for investment companies and advisers. Specifically, they are calling for increased clarity and guidance on recent amendments to Regulation S-P, as
Stock offerings
Hong Kong-based event management service provider, Dreamland Limited, has announced the pricing of its initial public offering (IPO) of 2,000,000 Class A ordinary shares, with 1,340,000 shares being offered by the company and 660,000 shares by an existing shareholder. The IPO is priced at US$
Stock offerings
ASP Isotopes Inc. announced the pricing of an underwritten registered direct offering of 7,500,000 shares of its common stock at a price of $8.00 per share, raising approximately $60.0 million in gross proceeds. The offering is expected to close on or about July 25, 2025, subject
Securities law
The Securities and Exchange Commission has issued a notice requesting public input on an application filed by Morgan Stanley Pathway Funds and Consulting Group Advisory Services LLC seeking an exemption from shareholder approval for subadvisory agreements and relief from certain disclosure requirements under the Investment Company Act of 1940. The
Stock offerings
Smith Micro Software, Inc. has announced the closing of its registered offering and concurrent private placement, resulting in the issuance of 1,612,903 registered shares of common stock and unregistered warrants to purchase up to an aggregate of 1,612,903 shares of common stock. The offering and private
Securities law
HOOKIPA Pharma Inc., a clinical-stage biopharmaceutical company, has announced its intention to voluntarily delist from the Nasdaq Capital Market and deregister its common stock under Section 12(b) and Section 12(g) of the Securities Exchange Act of 1934. This decision comes after HOOKIPA entered into an asset purchase agreement
